Safeguarding Market Integrity and Investor Trust

The financial markets thrive on trust and transparency. At Smith & Fawer, we understand the intricacies of securities laws and the high stakes involved when disputes arise. Whether it is a matter of alleged corporate misinformation or regulatory inquiries, we bring a deep well of experience to the table, ensuring that justice is served and market integrity is maintained.

Securities litigation encompasses a broad range of disputes, from investor claims to regulatory inquiries. At Smith & Fawer, our prowess in this domain is two-fold. Our seasoned litigators have adeptly prosecuted on behalf of aggrieved investors seeking redress for corporate misdeeds, and fiercely defended companies and their leadership in the face of regulatory scrutiny. Our areas of expertise include:

• Claims arising from violations of disclosure obligations
• Defense against SEC and other regulatory inquiries
• Matters involving trading practices and share redemption disputes
• Investor fraud and misrepresentation claims.

In the volatile realm of securities, swift and strategic legal action is paramount. Smith & Fawer is here to ensure that your interests are staunchly protected. To learn how our experienced team can support you in securities litigation matters, contact us by phone at 504-445-4913 or send us an email to schedule a meeting.